The codex (plural codices (//) was the historical ancestor of the modern book. Instead of being composed of sheets of paper it was generally composed of sheets of vellum, papyrus, or other materials. The term is now often used to describe ancient manuscript books, with handwritten contents. A codex much like the modern book is bound by stacking the pages and securing one set of edges in a form analogous to modern bookbinding by a variety of methods over the centuries. Modern books are divided into paperback or softback and those bound with stiff boards, called hardbacks. Elaborate historical bindings are called treasure bindings.
At least in the Western world, the main alternative to the paged codex format for a long document is the continuous scroll, which was the dominant form of document in the Ancient World. Some codices are continuously folded like a concertina, in particular the Maya codices and Aztec codices, which are actually long sheets of paper or animal skin folded into pages. They do not really meet most current definitions of the "codex" form, except that they are folded to be flat, but are so called by convention.
The Ancient Romans developed the form from wax tablets. The gradual replacement of the scroll by the codex has been called the most important advance in book making before the invention of the printing press. The codex transformed the shape of the book itself, and offered a form that has lasted ever since and continues to be used alongside e-paper. The spread of the codex is often associated with the rise of Christianity, which early on adopted the format for the Bible. First described by the 1st-century AD Roman poet Martial, who praised its convenient use, the codex achieved numerical parity with the scroll around 300 AD, and had completely replaced it throughout what was by then a Christianized Greco-Roman world by the 6th century.
Etymology and origins
The word codex comes from the Latin word caudex, meaning "trunk of a tree", “block of wood” or “book”). The codex began to replace the scroll almost as soon as it was invented. In Egypt, by the fifth century, the codex outnumbered the scroll by ten to one based on surviving examples. By the sixth century, the scroll had almost vanished as a medium for literature. The change from rolls to codices roughly coincides with the transition from papyrus to parchment as the preferred writing material, but the two developments are unconnected. In fact, any combination of codices and scrolls with papyrus and parchment is technically feasible and common in the historical record.
Technically, even modern paperbacks are codices, but publishers and scholars reserve the term for manuscript (hand-written) books produced from Late antiquity until the Middle Ages. The scholarly study of these manuscripts from the point of view of the bookbinding craft is called codicology. The study of ancient documents in general is called paleography.
The codex provided considerable advantages over other book formats, primarily its compactness, sturdiness, economic use of materials by using both sides (recto and verso), and ease of reference (a codex accommodates random access, as opposed to a scroll, which uses sequential access.)
The Romans used precursors made of reusable wax-covered tablets of wood for taking notes and other informal writings. Two ancient polyptychs, a pentaptych and octoptych excavated at Herculaneum, used a unique connecting system that presages later sewing on of thongs or cords. Julius Caesar may have been the first Roman to reduce scrolls to bound pages in the form of a note-book, possibly even as a papyrus codex. At the turn of the 1st century AD, a kind of folded parchment notebook called pugillares membranei in Latin became commonly used for writing in the Roman Empire. Theodore Cressy Skeat theorized that this form of notebook was invented in Rome and then spread rapidly to the Near East.
Codices are described in certain works by the Classical Latin poet, Martial. He wrote a series of five couplets meant to accompany gifts of literature that Romans exchanged during the festival of Saturnalia. Three of these books are specifically described by Martial as being in the form of a codex; the poet praises the compendiousness of the form (as opposed to the scroll), as well as the convenience with which such a book can be read on a journey. In another poem by Martial, the poet advertises a new edition of his works, specifically noting that it is produced as a codex, taking less space than a scroll and being more comfortable to hold in one hand. According to Theodore Cressy Skeat, this might be the first recorded known case of an entire edition of a literary work (not just a single copy) being published in codex form, though it was likely an isolated case and was not a common practice until a much later time.
In his discussion of one of the earliest parchment codices to survive from Oxyrhynchus in Egypt, Eric Turner seems to challenge Skeat's notion when stating, "its mere existence is evidence that this book form had a prehistory", and that "early experiments with this book form may well have taken place outside of Egypt." Early codices of parchment or papyrus appear to have been widely used as personal notebooks, for instance in recording copies of letters sent (Cicero Fam. 9.26.1). The parchment notebook pages were "more durable, and could withstand being folded and stitched to other sheets". Parchments whose writing was no longer needed were commonly washed or scraped for re-use, creating a palimpsest; the erased text, which can often be recovered, is older and usually more interesting than the newer text which replaced it. Consequently, writings in a codex were often considered informal and impermanent. Parchment (animal skin) was expensive, and therefore it was used primarily by the wealthy and powerful, who were also able to pay for textual design and color. "Official documents and deluxe manuscripts [in the late Middle Ages] were written in gold and silver ink on parchment...dyed or painted with costly purple pigments as an expression of imperial power and wealth."
As early as the early 2nd century, there is evidence that a codex—usually of papyrus—was the preferred format among Christians. In the library of the Villa of the Papyri, Herculaneum (buried in AD 79), all the texts (of Greek literature) are scrolls (see Herculaneum papyri). However, in the Nag Hammadi library, hidden about AD 390, all texts (Gnostic) are codices. Despite this comparison, a fragment of a non-Christian parchment codex of Demosthenes' De Falsa Legatione from Oxyrhynchus in Egypt demonstrates that the surviving evidence is insufficient to conclude whether Christians played a major or central role in the development of early codices—or if they simply adopted the format to distinguish themselves from Jews.
The earliest surviving fragments from codices come from Egypt, and are variously dated (always tentatively) towards the end of the 1st century or in the first half of the 2nd. This group includes the Rylands Library Papyrus P52, containing part of St John's Gospel, and perhaps dating from between 125 and 160.
In Western culture, the codex gradually replaced the scroll. Between the 4th century, when the codex gained wide acceptance, and the Carolingian Renaissance in the 8th century, many works that were not converted from scroll to codex were lost. The codex improved on the scroll in several ways. It could be opened flat at any page for easier reading, pages could be written on both front and back (recto and verso), and the protection of durable covers made it more compact and easier to transport.
The ancients stored codices with spines facing inward, and not always vertically. The spine could be used for the incipit, before the concept of a proper title developed in medieval times. Though most early codices were made of papyrus, papyrus was fragile and supplied from Egypt, the only place where papyrus grew and was made into paper, became scanty. The more durable parchment and vellum gained favor, despite the cost.
The codices of pre-Columbian Mesoamerica (Mexico and Central America) had a similar appearance when closed to the European codex, but were instead made with long folded strips of either fig bark (amatl) or plant fibers, often with a layer of whitewash applied before writing. New World codices were written as late as the 16th century (see Maya codices and Aztec codices). Those written before the Spanish conquests seem all to have been single long sheets folded concertina-style, sometimes written on both sides of the local amatl paper. There are significant codices produced in the colonial era, with pictorial and alphabetic texts in Spanish or an indigenous language such as Nahuatl.
In East Asia, the scroll remained standard for far longer than in the Mediterranean world. There were intermediate stages, such as scrolls folded concertina-style and pasted together at the back and books that were printed only on one side of the paper. This replaced traditional Chinese writing mediums such as bamboo and wooden slips, as well as silk and paper scrolls. The evolution of the codex in China began with folded-leaf pamphlets in the 9th century, during the late Tang Dynasty (618-907), improved by the 'butterfly' bindings of the Song dynasty (960-1279), the wrapped back binding of the Yuan dynasty (1271-1368), the stitched binding of the Ming (1368-1644) and Qing dynasties (1644-1912), and finally the adoption of Western-style bookbinding in the 20th century. The initial phase of this evolution, the accordion-folded palm-leaf-style book, most likely came from India and was introduced to China via Buddhist missionaries and scriptures.
From scrolls to codex
Among the experiments of earlier centuries, scrolls were sometimes unrolled horizontally, as a succession of columns. (The Dead Sea Scrolls are a famous example of this format.) This made it possible to fold the scroll as an accordion. The next evolutionary step was to cut the folios and sew and glue them at their centers, making it easier to use the papyrus or vellum recto-verso as with a modern book.
Traditional bookbinders would call one of these assembled, trimmed and bound folios (that is, the "pages" of the book as a whole, comprising the front matter and contents) a codex in contradistinction to the cover or case, producing the format of book now colloquially known as a hardcover. In the hardcover bookbinding process, the procedure of binding the codex is very different to that of producing and attaching the case.
The first stage in creating a codex is to prepare the animal skin. The skin is washed with water and lime but not together. The skin is soaked in the lime for a couple of days. The hair is removed, and the skin is dried by attaching it to a frame, called a herse. The parchment maker attaches the skin at points around the circumference. The skin attaches to the herse by cords. To prevent it from being torn, the maker wraps the area of the skin attached to the cord around a pebble called a pippin. After completing that, the maker uses a crescent shaped knife called a lunarium or lunellum to remove any remaining hairs. Once the skin completely dries, the maker gives it a deep clean and processes it into sheets. The number of sheets from a piece of skin depends on the size of the skin and the final product dimensions. For example, the average calfskin can provide three-and-a-half medium sheets of writing material, which can be doubled when they are folded into two conjoint leaves, also known as a bifolium. Historians have found evidence of manuscripts in which the scribe wrote down the medieval instructions now followed by modern membrane makers. Defects can often be found in the membrane, whether they are from the original animal, human error during the preparation period, or from when the animal was killed. Defects can also appear during the writing process. Unless the manuscript is kept in perfect condition, defects can also appear later in its life.
Preparation of pages for writing
Firstly, the membrane must be prepared. The first step is to set up the quires. The quire is a group of several sheets put together. Raymond Clemens and Timothy Graham point out, in "Introduction to Manuscript Studies", that "the quire was the scribe's basic writing unit throughout the Middle Ages":
"Pricking is the process of making holes in a sheet of parchment (or membrane) in preparation of it ruling. The lines were then made by ruling between the prick marks.... The process of entering ruled lines on the page to serve as a guide for entering text. Most manuscripts were ruled with horizontal lines that served as the baselines on which the text was entered and with vertical bounding lines that marked the boundaries of the columns."
From the Carolingian period to the end of the Middle Ages, different styles of folding the quire came about. For example, in Mainland Europe throughout the Middle Ages, the quire was put into a system in which each side folded on to the same style.[clarification needed] The hair side met the hair side and the flesh side to the flesh side. This was not the same style used in the British Isles, where the membrane was folded so that it turned out an eight-leaf quire, with single leaves in the third and sixth positions. The next stage was tacking the quire. Tacking is when the scribe would hold together the leaves in quire with thread. Once threaded together, the scribe would then sew a line of parchment up the "spine" of the manuscript to protect the tacking.
- Oxford English Dictionary, 2nd ed.: Codex: "a manuscript volume"
- Michelle P. Brown, Understanding Illuminated Manscripts, revised: A Guide to Technical Terms, 2018, Getty Publications, ISBN 1606065785, 9781606065785 p. 109.
- Lyons, Martyn (2011). Books: A Living History. Los Angeles: J. Paul Getty Museum. p. 22. ISBN 978-1-60606-083-4.
- Roberts & Skeat 1983, p. 1 harvnb error: multiple targets (3×): CITEREFRobertsSkeat1983 (help)
- Lyons, M., (2011). Books: A Living History, London: Thames & Hudson, p. 8
- Roberts & Skeat 1983, pp. 38−67 harvnb error: multiple targets (3×): CITEREFRobertsSkeat1983 (help)
- "Codex" in the Oxford Dictionary of Byzantium, Oxford University Press, New York & Oxford, 1991, p. 473. ISBN 0195046528.
- Roberts & Skeat 1983, p. 75 harvnb error: multiple targets (3×): CITEREFRobertsSkeat1983 (help)
- Roberts, Colin H., and Skeat, T.C. (1987), The Birth of the Codex. London: Oxford University Press for the British Academy, p. 75.
- Roberts & Skeat 1983, p. 5 harvnb error: multiple targets (3×): CITEREFRobertsSkeat1983 (help)
- "Definition of PALEOGRAPHY". www.merriam-webster.com. Retrieved 2019-03-05.
- Roberts & Skeat 1983, pp. 45−53 harvnb error: multiple targets (3×): CITEREFRobertsSkeat1983 (help)
- Carratelli, Giovanni Pugliese (1950). "L'instrvmentvm Scriptorivm Nei Monumenti Pompeiani Ed Ercolanesi." in Pompeiana. Raccolta di studi per il secondo centenario degli di Pompei. pp. 166–78.
- During the Gallic Wars; Suet. Jul. 56.6; cf. Roberts, Colin H.; Skeat, Theodore Cressy (1983), The Birth of the Codex, Oxford: Oxford University Press, p. 18 sq, ISBN 0-19-726061-6
- Roberts, Colin H; Skeat, TC (1983). The Birth of the Codex. London: British Academy. pp. 15–22. ISBN 0-19-726061-6.
- Skeat, T.C. (2004). The Collected Biblical Writings of T.C. Skeat. Leiden: E.J. Brill. p. 45. ISBN 90-04-13920-6.
- Skeat, T.C. (2004). The Collected Biblical Writings of T.C. Skeat. Leiden: E.J. Brill. pp. 45–46. ISBN 90-04-13920-6.
- Turner, Eric (1977). The Typology of the Early Codex. Philadelphia: University of Pennsylvania Press. p. 38. ISBN 978-0-8122-7696-1.
- "Biblical literature - Types of writing materials and methods". Encyclopedia Britannica. Retrieved 2020-06-20.
- Turner The Typology of the Early Codex, U Penn 1977, and Roberts & Skeat The Birth of the Codex (Oxford University 1983). From Robert A Kraft (see link): "A fragment of a Latin parchment codex of an otherwise unknown historical text dating to about AD 100 was also found at Oxyrhynchus (P. Oxy. 30; see Roberts & Skeat 28). Papyrus fragments of a "Treatise of the Empirical School" dated by its editor to the centuries AD 1–2 is also attested in the Berlin collection (inv. # 9015, Pack\2 # 2355)—Turner, Typology # 389, and Roberts & Skeat 71, call it a "medical manual"".
- Murray, S. (2009). The library: An illustrated history. New York, NY: Skyhorse Publishing, Inc. Chicago: ALA Editions 2009. (p. 27).
- Lyons, Martyn. (2011). Books: A Living History. Los Angeles, CA. Getty Publications. (p.22).
- International Dunhuang Project—Several intermediate Chinese bookbinding forms from the 10th century.
- Needham, Joseph; Tsien, Tsuen-Hsuin (1985). Science and Civilization in China: Volume 5: Chemistry and Chemical Technology, Part 1: Paper and Printing. Cambridge University Press. p. 227. ISBN 0-521-08690-6.
- Needham, Joseph; Tsien, Tsuen-Hsuin (1985). Science and Civilization in China: Volume 5: Chemistry and Chemical Technology, Part 1: Paper and Printing. Cambridge University Press. pp. 227–229. ISBN 0-521-08690-6.
- "The Making of a Medieval Book". The J. Paul Getty Trust. Retrieved 19 November 2010.
- Clemens, Raymond, and Timothy Graham. Introduction to Manuscript Studies. Ithaca: Cornell University Press, 2008.
- Thompson, Daniel. "Medieval Parchment-Making." The Library 16, no. 4 (1935).
- David Diringer, The Book Before Printing: Ancient, Medieval and Oriental, Courier Dover Publications, New York 1982, ISBN 0-486-24243-9
- L. W. Hurtado, The Earliest Christian Artifacts: Manuscripts and Christian Origins, Cambridge 2006.
- Roberts, Colin H.; Skeat, T. C. (1983), The Birth of the Codex, London: Oxford University Press, ISBN 0-19-726024-1
- Georgian Codex
- Centre for the History of the Book
- The Codex and Canon Consciousness – Draft paper by Robert Kraft on the change from scroll to codex
- The Construction of the Codex In Classic- and Postclassic-Period Maya Civilization Maya Codex and Paper Making
- Encyclopaedia Romana: "Scroll and codex"
- K.C. Hanson, Catalogue of New Testament Papyri & Codices 2nd—10th Centuries
- Medieval and Renaissance manuscripts, including Vulgates, Breviaries, Contracts, and Herbal Texts from 12 -17th century, Center for Digital Initiatives, University of Vermont Libraries